17th May 2017 SmartSearch Helps Stockbrokers Share At SmartSearch we constantly look to develop our Anti-Money Laundering tool to help firms comply with the Regulations. We were approached by a Leading Stockbroker that wanted to validate bank accounts as part of their client take on and Customer Due Diligence process, and had a large existing client base that required ongoing monitoring. SmartSearch were able to add the Experian Bank Wizard in a matter of weeks as part of the normal electronic verification process. We were also able to upload the file of existing clients both individual and corporate for ongoing monitoring.The client now has peace of mind that all their new and existing clients will be monitored on an ongoing basis, with email alerts to the firm's Money Laundering Reporting Officer who can then undertake Enhanced Due Diligence as and when required. by SmartSearch See more articles by SmartSearch Share post See our other popular articles 18th Apr 2024 Fighting FinCrime in financial services: optimising the balance between innovation and compliance by SmartSearch 14th Feb 2023 ‘Failure to prevent’ fraud, false accounting or money laundering could soon be a punishable offence by SmartSearch 2nd Feb 2023 SmartSearch COO named Technology Businesswoman of the Year at national award by SmartSearch See more
18th Apr 2024 Fighting FinCrime in financial services: optimising the balance between innovation and compliance by SmartSearch
14th Feb 2023 ‘Failure to prevent’ fraud, false accounting or money laundering could soon be a punishable offence by SmartSearch
2nd Feb 2023 SmartSearch COO named Technology Businesswoman of the Year at national award by SmartSearch