AML Compliance for Investment Organisations
Protect your investment firm and stay up-to-date with the latest compliance regulations for AML.
We can help investment firms comply with AML requirements
Money laundering through investments is becoming increasingly more common and complex so it is vital investment firms have the right AML procedures in place.
Our platform is the only customer verification solution that also offers Sanctions and PEP screening and ongoing monitoring to ensure your investment firm always remains compliant. The solution is also available via a fully integrated app, enabling AML checks to be completed remotely.
Just a few areas we can help you with
What kind of investment firms do we work with?
- Stocks & Shares
There’s a reason we have a 98% client retention rate
Read case studySmartSearch provided a solution that took away the administrative and timely burden of requiring potential clients to provide documentary evidence. Not only did it provide easy identity verification for individuals, but also a thorough breakdown of all necessary evidence for identifying companies, such as annual reports, certificate of incorporation and the AML of all influential stakeholders and directors. This far outshone the level of service we had previously received from the competitor.Jonathan Howland Compliance Officer
You’re in good company
See it in action
Let one of our highly-trained sales team demonstrate
the multi-award winning SmartSearch AML product